Catherina Shui Chee Tsun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherina Shui Chee Tsun (秦瑞芝), a licensed Responsible Officer with CE reference AAE731. Currently licensed at 1 firm(s): Tsun Chi Yuen Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.4 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-26 |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-26 |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Catherina Shui Chee Tsun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.