Hung Fung Lau
劉鴻鳳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Fung Lau (劉鴻鳳), CE reference ABZ110. Currently licensed at 1 firm(s): BOCOM International Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-24 | present |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-31 | 2011-03-16 |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-29 | 2003-10-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-20 |