Kai Hung Kwok

郭啟鴻
CE No. AAE626 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Hung Kwok (郭啟鴻), a licensed Responsible Officer with CE reference AAE626. Currently licensed at 1 firm(s): Tung Tak Securities (HK) Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.4 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Tung Tak Securities (HK) Company Limited
同德證券(香港)有限公司
RO Type 1 - Dealing in securities Pre-2003 present
Tung Tak Securities (HK) Company Limited
同德證券(香港)有限公司
RO Type 4 - Advising on securities Pre-2003 2004-09-21
Tung Tak Securities (HK) Company Limited
同德證券(香港)有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-09-21
Tung Tak Securities (HK) Company Limited
同德證券(香港)有限公司
RO Type 9 - Asset management Pre-2003 2004-09-21

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Hung Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kai Yan Kwok Tung Tak Securities (HK) Company Limited 2003–present
Siu Ha Kwok Tung Tak Securities (HK) Company Limited 2003–present
Siu Mei Kwok Tung Tak Securities (HK) Company Limited 2003–present
Kai Ming Kwok Tung Tak Securities (HK) Company Limited 2003–2017
Lawrence Kai Hing Kwok Tung Tak Securities (HK) Company Limited 2007–present
Sut Fong Ho Tung Tak Securities (HK) Company Limited 2011–2014
Bo Wing Kwok Tung Tak Securities (HK) Company Limited 2011–2014
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