Wai Ming Chu
朱偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Chu (朱偉明), a licensed former licensee with CE reference AAE367. This person has 14.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Siu On Securities Limited 兆安證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2017-09-01 |
| Siu On Securities Limited 兆安證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-10-29 |
| Siu On Securities Limited 兆安證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-29 |
| Siu On Securities Limited 兆安證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-10-29 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ming Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kit Yi Wan | Siu On Securities Limited | 2003–2017 |
| Dah Bin Teresa Lee Chiu | Siu On Securities Limited | 2003–2017 |
| Shuet Ping Leung | Siu On Securities Limited | 2003–2017 |
| Siu Lun Lee | Siu On Securities Limited | 2003–2017 |
| Ching Shek | Siu On Securities Limited | 2003–2008 |
| Humphrey Hang Fai Lee | Siu On Securities Limited | 2008–2017 |
| Matthew Man Fai Lee | Siu On Securities Limited | 2012–2017 |