Man Yan Yuen
袁文茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Yan Yuen (袁文茵), a licensed former licensee with CE reference AAE316. This person has 19.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-12-17 | 2022-12-15 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-18 | 2011-03-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-18 | 2011-03-18 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-09-25 | 2022-12-15 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2010-10-18 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2022-12-15 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2010-10-18 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-24 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-24 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2022-12-15 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2010-10-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Yan Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.