Siu Wah Lee
李少華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wah Lee (李少華), a licensed former licensee with CE reference AAE157. This person has 11.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Huijin Securities Limited 香港匯金證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-23 | 2018-11-06 |
| Hong Kong Huijin Securities Limited 香港匯金證券有限公司 |
RO | Type 4 - Advising on securities | 2018-05-23 | 2018-11-06 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-23 | 2018-04-23 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-23 | 2018-04-23 |
| Prime China Securities Limited 華大證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-09-02 | 2017-06-15 |
| Prime China Securities Limited 華大證券有限公司 |
RO | Type 4 - Advising on securities | 2016-09-02 | 2017-06-15 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-29 | 2014-03-21 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-06 | 2012-03-02 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-25 | 2010-10-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Wah Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.