Deana Chi Ming Say
謝智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deana Chi Ming Say (謝智明), a licensed Representative with CE reference AAE090. Currently licensed at 1 firm(s): Luk Fook Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-08 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-12 | 2014-03-30 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-13 | 2008-03-03 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-08-20 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-31 |
| Public Futures Limited 大眾期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-10-31 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-05 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-31 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-05 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-31 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Deana Chi Ming Say during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.