Yu Man Chan
陳裕旻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Man Chan (陳裕旻), CE reference AEX742. Currently licensed at 1 firm(s): Luk Fook Securities (HK) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-19 | present |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-04 | 2011-12-16 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-01-29 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-21 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-21 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-21 |