Kwok Keung Tai
戴國強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Keung Tai (戴國強), a licensed former licensee with CE reference AAE013. This person has 13.3 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lumineux Securities Limited 世傳證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-02-27 | 2020-07-05 |
| Lumineux Securities Limited 世傳證券有限公司 |
RO | Type 4 - Advising on securities | 2020-02-27 | 2020-07-05 |
| Lumineux Asset Management Limited 世傳資產管理有限公司 |
RO | Type 9 - Asset management | 2020-01-15 | 2020-07-05 |
| Leeds Securities Investment Limited 競富證券金融有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-20 | 2019-06-28 |
| Leeds Fund International Limited 競富基金國際有限公司 |
RO | Type 4 - Advising on securities | 2017-09-25 | 2019-05-24 |
| Leeds Fund International Limited 競富基金國際有限公司 |
RO | Type 9 - Asset management | 2017-09-25 | 2019-05-24 |
| Supreme China Securities Limited 智華證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-10-10 | 2016-06-30 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-11-06 | 2014-07-02 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-11-06 | 2014-07-02 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-04 | 2012-11-06 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-04 | 2012-11-06 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-09-20 | 2012-09-15 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-09-20 | 2012-09-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-01 | 2011-09-20 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-01 | 2011-09-20 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-01-06 | 2011-08-28 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-06-18 | 2010-02-12 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-09-05 | 2011-08-28 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-16 | 2008-08-29 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-08-30 | 2005-05-15 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-11 | 2004-08-30 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-11 | 2004-06-23 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-10 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-10 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-10 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Keung Tai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.