Tsz Wai Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wai Lai (賴子威), a licensed Representative with CE reference AAD539. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 22.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-28 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-29 | 2017-10-02 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-20 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-14 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-14 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-06-14 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Wai Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.