Shing Ho Au
歐成河
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Ho Au (歐成河), a licensed former licensee with CE reference AAD462. This person has 13.1 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-05-23 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2016-05-23 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-21 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-02-21 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Ho Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.