Yat Kwai Chow
周日貴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Kwai Chow (周日貴), a licensed former licensee with CE reference AAD318. This person has 6.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-18 | 2012-03-12 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-18 | 2012-03-12 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-04 | 2010-07-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-14 | 2010-07-06 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-10-26 | 2006-06-13 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 1 - Dealing in securities | 2004-10-25 | 2006-06-13 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-14 | 2004-10-15 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-05 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-05 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-05 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Kwai Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kam Chuen Ma | Rifa Securities Limited | 2009–2012 |
| James Wai Lam Cheng | Rifa Securities Limited | 2009–2012 |
| Hon Wah Ip | Rifa Securities Limited | 2009–2012 |
| Wilson Chun Lam | Rifa Securities Limited | 2009–2012 |
| Wai Yue So | Rifa Futures Limited | 2009–2012 |
| Chong Shan Lee | Rifa Futures Limited | 2009–2012 |
| Hung Man Fu | Rifa Securities Limited | 2009–2012 |
| Ka Leung Chan | Rifa Securities Limited | 2009–2012 |
| Chung Cheung | Rifa Futures Limited | 2009–2012 |
| Mang Suen Luk | Rifa Futures Limited | 2010–2012 |
| Chi Ling Wong | Rifa Futures Limited | 2009–2011 |
| Jason Won San Lowe | Rifa Securities Limited | 2009–2011 |
| Johnson Kin Ching Yip | Rifa Futures Limited | 2009–2011 |
| Michael Ka Kin Wong | Rifa Securities Limited | 2009–2012 |
| Wai Ying So | Rifa Securities Limited | 2009–2012 |
| Kam Fong Chiu | Rifa Securities Limited | 2009–2012 |
| William Chi Kwong Tam | Rifa Securities Limited | 2009–2010 |
| Wing Shing Wong | Rifa Securities Limited | 2009–2012 |
| Yat Wan Choi | Rifa Securities Limited | 2009–2011 |
| Jammy Lui | Realink Financial Trade Limited | 2004–2006 |