Siu Fun Ngan
顏少芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fun Ngan (顏少芬), a licensed former licensee with CE reference AAC998. This person has 17.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2020-06-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-10 | 2017-10-02 |
| KuCoin HK Limited | Rep | Type 1 - Dealing in securities | 2005-08-16 | 2017-04-07 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-08-15 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-18 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-18 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Fun Ngan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Xiao Ming Yang | KuCoin HK Limited | 2005–2017 |
| Pierre Tsan Lung Cheng | KuCoin HK Limited | 2005–2017 |
| Hung Shun Mau | KuCoin HK Limited | 2005–2017 |
| Alex Tin Fuk Wong | KuCoin HK Limited | 2005–2017 |
| Eddie Shiu Hung Ho | KuCoin HK Limited | 2005–2016 |
| Pui Ying Chiu | KuCoin HK Limited | 2006–2017 |
| Kam Yuen Luk | KuCoin HK Limited | 2005–2014 |
| Regina Siu Fong Lo | KuCoin HK Limited | 2005–2016 |
| Irene Hue Ying Chan | KuCoin HK Limited | 2007–2017 |
| Amy Luen Kuen Chan | KuCoin HK Limited | 2005–2015 |
| Bo Fai Chui | KuCoin HK Limited | 2008–2017 |
| Mandy Lai Wa Lau | KuCoin HK Limited | 2010–2014 |
| Chi Hang Ho | KuCoin HK Limited | 2005–2017 |
| Lin Ying Lam | KuCoin HK Limited | 2005–2017 |
| Peter Kwong Hung Lau | KuCoin HK Limited | 2005–2017 |
| Ka Ching Lai | KuCoin HK Limited | 2005–2017 |
| Shuk Wah Leung | KuCoin HK Limited | 2005–2017 |
| Lai Lin Tsang | KuCoin HK Limited | 2005–2017 |
| Rick Wing Kei Tsui | KuCoin HK Limited | 2005–2017 |
| Raymond Man Chan | KuCoin HK Limited | 2005–2017 |