Chung On Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung On Chan (陳中安), a licensed Responsible Officer with CE reference AAC875. Currently licensed at 1 firm(s): New Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.3 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Hong Kong Securities Limited 新香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-08-05 | present |
| New Hong Kong Securities Limited 新香港證券有限公司 |
RO | Type 4 - Advising on securities | 2025-08-05 | present |
| New Hong Kong Securities Limited 新香港證券有限公司 |
RO | Type 9 - Asset management | 2025-08-05 | present |
| Po Lee Investment Consultant Limited 寶利投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2017-09-26 | 2025-07-25 |
| Po Lee Asset Management Limited 寶利資產管理有限公司 |
RO | Type 9 - Asset management | 2017-09-26 | 2025-07-25 |
| Po Lee Securities Limited 寶利證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-11-13 | 2025-07-25 |
| Po Lee Securities Limited 寶利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-01 | 2015-11-13 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-01 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-01 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 8 - Securities margin financing | Pre-2003 | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung On Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.