Shun Hung Yam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Hung Yam (任順鴻), a licensed Representative with CE reference AAC152. Currently licensed at 2 firm(s): Phillip Commodities (HK) Limited, Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.2 years of SFC licence history. Total licence records on file: 6.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-02-16 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-28 | present |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-06-09 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-16 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-16 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shun Hung Yam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.