Yat Hon Ng
吳一翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Hon Ng (吳一翰), a licensed former licensee with CE reference AAC023. This person has 0.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ling Securities Limited 榮業證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-10-08 |
| Ling Securities Limited 榮業證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-08 |
| Ling Securities Limited 榮業證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-08 |
| Ling Securities Limited 榮業證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-10-08 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Hon Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wai Hong Liu | Ling Securities Limited | 2003 |
| Leander Yuk Kwong Lee | Ling Securities Limited | 2003 |
| Tze Kin Choi | Ling Securities Limited | 2003 |
| King Wah Yan | Ling Securities Limited | 2003 |
| Timmy Siu Hon Ng | Ling Securities Limited | 2003 |