Shiu Wai Tse
謝兆偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Wai Tse (謝兆偉), a licensed former licensee with CE reference AAB744. This person has 17.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-09-03 | 2008-12-23 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-30 | 2020-12-27 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-30 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-29 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-29 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiu Wai Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.