Ngok Ming Chan

陳岳明
CE No. AAB553 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngok Ming Chan (陳岳明), a licensed former licensee with CE reference AAB553. This person has 1.4 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Chan Ngok Ming Securities Limited
陳岳明證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2004-09-05
Chan Ngok Ming Securities Limited
陳岳明證券有限公司
RO Type 4 - Advising on securities Pre-2003 2004-09-05
Chan Ngok Ming Securities Limited
陳岳明證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-09-05
Chan Ngok Ming Securities Limited
陳岳明證券有限公司
RO Type 9 - Asset management Pre-2003 2004-09-05

Worked alongside

The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Ngok Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Siu Ling Siu Chan Ngok Ming Securities Limited 2003–2004
Winnie Wai Yee Chan Chan Ngok Ming Securities Limited 2003–2004
Wing Keung Chan Chan Ngok Ming Securities Limited 2003–2004
Yin Kan Chan Chan Ngok Ming Securities Limited 2003–2004
Wing Wang Chan Chan Ngok Ming Securities Limited 2003–2004
Wing Hang Chan Chan Ngok Ming Securities Limited 2004
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