Helena Suk Chong Wai
衛淑莊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helena Suk Chong Wai (衛淑莊), a licensed former licensee with CE reference AAB508. This person has 20.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-03-30 | 2024-01-10 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-15 | 2024-01-10 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-15 | 2024-01-10 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2019-05-01 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2019-05-01 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-17 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-08-17 |