Robert John Daniel Lloyd George
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert John Daniel Lloyd George, a licensed former licensee with CE reference AAB351. This person has 20.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyd George Management (HK) Limited | RO | Type 9 - Asset management | 2015-01-16 | 2024-09-04 |
| Polen Capital HK Limited | RO | Type 1 - Dealing in securities | 2012-09-28 | 2014-04-30 |
| Polen Capital HK Limited | RO | Type 4 - Advising on securities | 2004-10-19 | 2014-04-30 |
| Polen Capital HK Limited | RO | Type 9 - Asset management | 2004-10-19 | 2014-04-30 |
| Lloyd George Investment Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-18 |
| Lloyd George Investment Management (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2012-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert John Daniel Lloyd George during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.