Lien Fan Ng Chu
吳朱蓮芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lien Fan Ng Chu (吳朱蓮芬), a licensed Responsible Officer with CE reference AAB340. Currently licensed at 1 firm(s): Tung Wui Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Wui Securities Company Limited 東匯證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Tung Wui Securities Company Limited 東匯證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-09-27 |
| Tung Wui Securities Company Limited 東匯證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-27 |
| Tung Wui Securities Company Limited 東匯證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-09-27 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Lien Fan Ng Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Cheung Fat Chu | Tung Wui Securities Company Limited | 2003–2017 |
| Ka Yee Yeung | Tung Wui Securities Company Limited | 2005–present |
| Betty Kar Chun Chu | Tung Wui Securities Company Limited | 2011 |