Nancy Sau Kuen So
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nancy Sau Kuen So (蘇秀娟), a licensed Representative with CE reference AAA974. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 23.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-07-23 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-17 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-17 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-07-17 | present |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-10-18 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-07-17 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-10-18 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-17 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-12 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-17 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-17 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Nancy Sau Kuen So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Seng Bee Lim | UOB Kay Hian Asia Limited | 2003–2005 |
| Kitty Yuk Ching Ho | UOB Kay Hian Asia Limited | 2003–2005 |
| Antony Yee Chung Au | UOB Kay Hian Asia Limited | 2003–2005 |
| Grant Erskine Tod Mason | UOB Kay Hian Asia Limited | 2003–2005 |
| Gary Wai Hung Wong | UOB Kay Hian Asia Limited | 2003–2005 |
| George Kwok Fan Wan | UOB Kay Hian Asia Limited | 2003–2005 |
| Kay Hwa Tang | UOB Kay Hian Asia Limited | 2005 |