Yuen Ming Yau
丘遠明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ming Yau (丘遠明), a licensed former licensee with CE reference AAA936. This person has 2.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Thing On Securities Limited 晉安證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-05-17 |
| Thing On Securities Limited 晉安證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-29 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Ming Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Frankie Tak Shun Shiu | Thing On Securities Limited | 2003–2005 |
| Pak Cheung Hung | Thing On Securities Limited | 2003–2005 |
| Fung Yuen Wong | Thing On Securities Limited | 2003–2005 |
| Cho Ming Wong | Thing On Securities Limited | 2003–2005 |
| Chung Tak Wong | Thing On Securities Limited | 2003–2005 |
| Alan Ka Lun Yau | Thing On Securities Limited | 2003–2005 |
| Yau Kan Man | Thing On Securities Limited | 2003–2005 |
| Tsun Kit Chow | Thing On Securities Limited | 2003–2004 |
| Kally Chong | Thing On Securities Limited | 2003 |