Hoi Shu Chan
陳海樹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Shu Chan (陳海樹), a licensed former licensee with CE reference AAA739. This person has 12.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Unicorn Securities Company Limited 益群證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2015-10-31 |
| Unicorn Securities Company Limited 益群證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-30 |
| Unicorn Securities Company Limited 益群證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-30 |
| Unicorn Securities Company Limited 益群證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-30 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Shu Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Colin Kar Lun Chan | Unicorn Securities Company Limited | 2003–2015 |
| Yuet Wah So | Unicorn Securities Company Limited | 2003–2015 |
| Mei Yung Wong | Unicorn Securities Company Limited | 2003–2015 |
| Bo Wah Chan | Unicorn Securities Company Limited | 2003–2010 |
| Shu Pang Hui | Unicorn Securities Company Limited | 2003–2010 |
| Vincento Wai Hung Lo | Unicorn Securities Company Limited | 2003–2009 |
| Joel Kin Pong Ho | Unicorn Securities Company Limited | 2007–2015 |
| Yung Yung So | Unicorn Securities Company Limited | 2011–2015 |
| Fang-Ming Jao | Unicorn Securities Company Limited | 2015 |
| Ching-Cheng Yang | Unicorn Securities Company Limited | 2015 |
| Meng Yu Jao | Unicorn Securities Company Limited | 2015 |
| Li-Min Chien | Unicorn Securities Company Limited | 2015 |