Chi Man Tsui
徐志文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Man Tsui (徐志文), a licensed former licensee with CE reference AAA736. This person has 15.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 - Advising on securities | 2004-08-13 | 2018-12-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 - Dealing in securities | 2003-11-21 | 2018-12-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 - Advising on securities | 2003-11-21 | 2018-12-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-10 | 2003-11-21 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-10 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-04 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-04 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Man Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.