Robert Heriot Lindsay Thomas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Heriot Lindsay Thomas, a licensed former licensee with CE reference AAA095. This person has 21.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-12-23 | 2024-12-19 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-06-14 | 2009-10-13 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2024-12-19 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-10-18 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-10-18 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-18 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-18 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2024-12-19 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-10-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Heriot Lindsay Thomas during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.