Kwong Ning Kam
甘廣寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Ning Kam (甘廣寧), a licensed former licensee with CE reference AAA043. This person has 15.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Ning Stock Company Limited 大寧證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2018-08-06 |
| Tai Ning Stock Company Limited 大寧證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-28 |
| Tai Ning Stock Company Limited 大寧證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-28 |
| Tai Ning Stock Company Limited 大寧證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-10-28 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Ning Kam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Windy Wing Yan Chiu | Tai Ning Stock Company Limited | 2003–2018 |
| Wai Ying Kam Lau | Tai Ning Stock Company Limited | 2003–2018 |
| Suet Ming Lai | Tai Ning Stock Company Limited | 2003–2018 |
| Lau Kun Yip | Tai Ning Stock Company Limited | 2003–2018 |
| Kam Tui Yuen | Tai Ning Stock Company Limited | 2003–2018 |
| Vandy Kam Oi Ma | Tai Ning Stock Company Limited | 2003–2015 |