Asean Investment Advisors Limited

CE No. AVB871 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Asean Investment Advisors Limited, a Hong Kong-based licensed corporation with CE reference AVB871. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2010-06-22.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 9 - Asset management 2010-06-22 2023-07-05

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (4)

Active on date
Name Activities First licensed To
David Eric Roes RO 9 2012-06 2023-06
David Peter O'Neil RO 9 2012-06 2022-11
Richard Gordon Verin RO 9 2010-06 2012-11
Luke Abraham Jerome RO 9 2010-06 2012-07
Showing 1–4 of 4

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