Luke Abraham Jerome
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luke Abraham Jerome ( ), a licensed former licensee with CE reference ACI373. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asean Investment Advisors Limited |
RO | Type 9 — Asset management | 2010-06-22 | 2012-07-18 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-04-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-04-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-04-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-04-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-04-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-09 |