Phoenix Capital Management Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phoenix Capital Management Limited ( ), a Hong Kong-based licensed corporation with CE reference AUP362. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2010-03-02.
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2010-03-02 | 2013-01-14 |
| Type 9 - Asset management | 2016-04-29 | 2017-05-29 |
| Type 9 - Asset management | 2010-03-02 | 2013-01-14 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Roderick Hou Man Ng 伍浩民 | RO 4, 9 | 2010-03 | 2012-05 |
| Jaymin Jagdishchandra Trivedi | RO 4, 9 | 2010-03 | 2017-05 |
| Wen Xu 胥雯 | RO 9 | 2016-04 | 2017-05 |
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