Kai Wo Asset Management Limited

佳和資產管理有限公司
CE No. ARB812 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wo Asset Management Limited (佳和資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ARB812. Current licensed staff on file: 0 (total recorded over time: 11). Earliest licence on file: 2008-07-04.

Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2009-05-13 2021-12-04
Type 9 - Asset management 2008-07-04 2021-12-04

Licensed staff trend

- Total licensed staff, all activities

Licensed staff (all-time) (11)
Active on date

Name Activities First licensed To
Shih-Liang Chiu 邱世梁 RO 4, 9 2017-04 2018-07
Madhav Bandepalli Kalyan RO 4, 9 2008-07 2009-10
Chandrakant Mohanty RO 4, 9 2008-07 2016-12
Ramon Jose Trillo Sarthou RO 4, 9 2009-11 2017-05
Ignatius Hon Wai So 蘇漢煒 RO 4, 9 2020-03 2020-10
Ka Lam Yiu 姚家霖 RO 4, 9 2017-04 2019-06
Haigong Zhou 周海功 RO 4, 9 Rep 4, 9 2018-11 2020-09
. Padma-Priya-Nagaraj Rep 4 2010-03 2010-04
Stevens Pauyuan Peng 彭柏元 Rep 4 2010-01 2010-11
Junko Scherrer Rep 4 2010-04 2012-11
Leslie Nai Him Tam 譚乃謙 Rep 4 2009-05 2009-10
Showing 1–11 of 11

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