Uni-Alpha Securities Limited
裕豐證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Uni-Alpha Securities Limited (裕豐證券有限公司), a Hong Kong-based licensed corporation with CE reference AFQ025. Current licensed staff on file: 0 (total recorded over time: 8).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2006-10-31 |
| Type 4 - Advising on securities | Pre-2003 | 2005-03-23 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-23 |
| Type 9 - Asset management | Pre-2003 | 2005-03-23 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Kin Chan 陳志堅 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-01 |
| Cho Chuen Ho 何祖全 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-01 |
| Kwok Wai Kan 簡國慧 | RO 1, 4, 6, 9 | Pre-2003 | 2006-01 |
| Kin Li 李健 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-01 |
| Man Kit Ngan 顏文傑 | RO 1 Rep 1 | 2004-10 | 2006-01 |
| Chun Fook Yeung 楊駿福 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Sin Cheung Ho 何善翔 | RO 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Brian Chi Leung Hung 洪志良 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
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