Kwok Wai Kan
簡國慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Kan (簡國慧), a licensed former licensee with CE reference ABZ223. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Uni-Alpha Futures Limited 裕豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-10-27 | 2006-01-27 |
| Uni-Alpha Futures Limited 裕豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-10-27 |
| Uni-Alpha Futures Limited 裕豐期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-10-26 |
| Uni-Alpha Futures Limited 裕豐期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-26 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-01-27 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-10-26 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-26 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
RO | Type 9 — Asset management | present | 2004-10-26 |