T. W. Sabnani Securities Limited

董詩股票有限公司
CE No. AFA015 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for T. W. Sabnani Securities Limited (董詩股票有限公司), a Hong Kong-based licensed corporation with CE reference AFA015. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2011-02-16.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2011-02-16 2012-06-29
Type 1 - Dealing in securities Pre-2003 2003-05-31
Type 4 - Advising on securities Pre-2003 2003-05-31
Type 6 - Advising on corporate finance Pre-2003 2003-05-31
Type 9 - Asset management Pre-2003 2003-05-31

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (3)

Active on date
Name Activities First licensed To
Krishma Manu Sabnani RO 1, 4, 6, 9 Pre-2003 2011-10
Mofiz Chan 陳志華 RO 1 2011-02 2011-06
Kwan Kwok 郭群 Rep 1, 4, 6, 9 Pre-2003 2003-05
Showing 1–3 of 3

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