Kwan Kwok
郭群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Kwok (郭群), a licensed former licensee with CE reference AFT440. This person has 0.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. W. Sabnani Securities Limited 董詩股票有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-31 |
| T. W. Sabnani Securities Limited 董詩股票有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-31 |
| T. W. Sabnani Securities Limited 董詩股票有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-31 |
| T. W. Sabnani Securities Limited 董詩股票有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-31 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Krishma Manu Sabnani | T. W. Sabnani Securities Limited | 2003 |