Wai Fat Securities Limited
威發證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fat Securities Limited (威發證券有限公司), a Hong Kong-based licensed corporation with CE reference AEC778. Current licensed staff on file: 0 (total recorded over time: 8).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2025-10-16 |
| Type 4 - Advising on securities | Pre-2003 | 2004-11-25 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-25 |
| Type 9 - Asset management | Pre-2003 | 2004-11-25 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Hay Lo 盧志喜 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2025-10 |
| Sui Wai Shiu 蕭瑞偉 | RO 1, 4, 6, 9 | Pre-2003 | 2025-10 |
| Chung Wai Chan 陳仲維 | Rep 1 | 2008-09 | 2025-05 |
| Kam Wah Chan 陳錦華 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2019-12 |
| Pui Sze Wong 黃佩思 | Rep 1 | 2011-09 | 2013-09 |
| Ying Yan Tang 鄧英潤 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-11 |
| Sui Chung Shiu 蕭瑞忠 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Yew Kwan Shiu 蕭耀坤 | RO 1, 4, 6, 9 | Pre-2003 | 2004-04 |
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