Yew Kwan Shiu

蕭耀坤
CE No. AAF752 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yew Kwan Shiu (蕭耀坤), a licensed former licensee with CE reference AAF752. This person has 1.0 year of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Wai Fat Securities Limited
威發證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2004-04-16
Wai Fat Securities Limited
威發證券有限公司
RO Type 4 - Advising on securities Pre-2003 2004-04-16
Wai Fat Securities Limited
威發證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-04-16
Wai Fat Securities Limited
威發證券有限公司
RO Type 9 - Asset management Pre-2003 2004-04-16

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Yew Kwan Shiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kam Wah Chan Wai Fat Securities Limited 2003–2004
Chi Hay Lo Wai Fat Securities Limited 2003–2004
Sui Wai Shiu Wai Fat Securities Limited 2003–2004
Sui Chung Shiu Wai Fat Securities Limited 2003–2004
Ying Yan Tang Wai Fat Securities Limited 2003–2004
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