Luen Hing Securities Limited
聯興證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luen Hing Securities Limited (聯興證券有限公司), a Hong Kong-based licensed corporation with CE reference ABB421. Current licensed staff on file: 0 (total recorded over time: 10).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2017-04-18 |
| Type 4 - Advising on securities | Pre-2003 | 2004-04-08 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-08 |
| Type 9 - Asset management | Pre-2003 | 2004-04-08 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (10)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Fong Fun Shum 沈芳芬 | RO 1, 4, 6, 9 | Pre-2003 | 2017-04 |
| Wing Chan 陳榮 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-03 |
| Hong Ping Chow 鄒康平 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-03 |
| Albert Sai Man Shum 沈世文 | RO 1, 4, 6, 9 | Pre-2003 | 2014-03 |
| Yuen Ming Shum 沈婉明 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-03 |
| Kwong Yat Tsang 曾廣一 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-03 |
| William Chi Hang Wong 黃知行 | Rep 1 | 2007-12 | 2014-03 |
| Winnie Sau Chun Cheung 張秀珍 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-02 |
| Chung Nin Wong 黃松年 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-09 |
| Ping Man Shum 沈炳文 | RO 1, 4, 6, 9 | Pre-2003 | 2008-09 |
Showing 1–10 of 10