Ping Man Shum
沈炳文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Man Shum (沈炳文), a licensed former licensee with CE reference AAG678. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luen Hing Securities Limited 聯興證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-09-03 |
| Luen Hing Securities Limited 聯興證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-18 |
| Luen Hing Securities Limited 聯興證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-18 |
| Luen Hing Securities Limited 聯興證券有限公司 |
RO | Type 9 — Asset management | present | 2003-07-18 |