China Point Stock Brokers Limited
中方證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Point Stock Brokers Limited (中方證券有限公司), a Hong Kong-based licensed corporation with CE reference AAC682. Current licensed staff on file: 0 (total recorded over time: 16).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2024-10-31 |
| Type 4 - Advising on securities | Pre-2003 | 2004-11-29 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-29 |
| Type 9 - Asset management | Pre-2003 | 2004-11-29 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (16)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Man Kit Law 羅敏傑 | RO 1, 4, 6, 9 | Pre-2003 | 2018-02 |
| Xiao Tong Yuan 袁小彤 | Rep 1, 4, 6, 9 | Pre-2003 | 2016-05 |
| Dongyu Li 李東宇 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2015-05 |
| Oi Kwan Tsang 曾愛群 | Rep 1, 4, 6, 9 | Pre-2003 | 2015-05 |
| Johnson Sau Sing Cheung 章守陞 | Rep 1, 4, 6, 9 | Pre-2003 | 2015-04 |
| Kwong Fai Chung 鍾廣輝 | Rep 1, 4, 6, 9 | Pre-2003 | 2015-04 |
| Kin Sing Lee 李建星 | Rep 1, 4, 6, 9 | Pre-2003 | 2015-04 |
| Chok Cheong Li 李作昌 | Rep 1, 4, 6, 9 | Pre-2003 | 2015-04 |
| Chi Ngong Chan 陳熾昂 | RO 1, 4, 6, 9 | Pre-2003 | 2015-01 |
| Yuk Fu Chan 陳育夫 | Rep 1, 4, 6, 9 | Pre-2003 | 2013-11 |
| Kam Yin Law 羅金燕 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-07 |
| Suet Yi Wong 黃雪儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-01 |
| Kung Shing Fong 方拱城 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-07 |
| Kam Yip Tse 謝金葉 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-05 |
| Kam Hong Wong 黃錦康 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-05 |
| Shui Lun Ng 吳兆能 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-12 |
Showing 1–16 of 16