Kam Yin Law
羅金燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yin Law (羅金燕), a licensed former licensee with CE reference ABW450. This person has 7.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Point Stock Brokers Limited 中方證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-07-07 |
| China Point Stock Brokers Limited 中方證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-13 |
| China Point Stock Brokers Limited 中方證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-13 |
| China Point Stock Brokers Limited 中方證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-13 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Yin Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Johnson Sau Sing Cheung | China Point Stock Brokers Limited | 2003–2010 |
| Chok Cheong Li | China Point Stock Brokers Limited | 2003–2010 |
| Kwong Fai Chung | China Point Stock Brokers Limited | 2003–2010 |
| Chi Ngong Chan | China Point Stock Brokers Limited | 2003–2010 |
| Yuk Fu Chan | China Point Stock Brokers Limited | 2003–2010 |
| Kin Sing Lee | China Point Stock Brokers Limited | 2003–2010 |
| Man Kit Law | China Point Stock Brokers Limited | 2003–2010 |
| Dongyu Li | China Point Stock Brokers Limited | 2003–2010 |
| Oi Kwan Tsang | China Point Stock Brokers Limited | 2003–2010 |
| Xiao Tong Yuan | China Point Stock Brokers Limited | 2003–2010 |
| Suet Yi Wong | China Point Stock Brokers Limited | 2003–2006 |
| Kung Shing Fong | China Point Stock Brokers Limited | 2003–2005 |
| Kam Yip Tse | China Point Stock Brokers Limited | 2003–2004 |
| Kam Hong Wong | China Point Stock Brokers Limited | 2003–2004 |
| Shui Lun Ng | China Point Stock Brokers Limited | 2003 |