Jie (SFC:BXF703) Luo
罗杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:BXF703) Luo (罗杰), a licensed former licensee with CE reference BXF703. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-05 | 2026-03-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-01-05 | 2026-03-31 |