Yu (SFC:BWU728) Guo
郭瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BWU728) Guo (郭瑜), CE reference BWU728. Currently licensed at 1 firm(s): ICBC Asset Management (Global) Company Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-18 | present |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-12-18 | present |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2025-12-18 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-15 | 2025-10-31 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-09-15 | 2025-10-31 |