Liu Chen
陈柳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liu Chen (陈柳), a licensed Responsible Officer with CE reference BWC290. Currently licensed at 1 firm(s): UniS Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 0.9 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UniS Capital Limited 優霓斯資本有限公司 |
RO | Type 4 - Advising on securities | 2026-11-05 | present |
| UniS Capital Limited 優霓斯資本有限公司 |
RO | Type 9 - Asset management | 2026-11-05 | present |
| Long Key Capital Limited | RO | Type 4 - Advising on securities | 2025-10-31 | 2026-08-31 |
| Long Key Capital Limited | RO | Type 9 - Asset management | 2025-10-31 | 2026-08-31 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Liu Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Wai Yin Chan | Long Key Capital Limited | 2025–2026 |
| Peng Li | Long Key Capital Limited | 2026 |
| Hui Chen Chou | UniS Capital Limited | 2026–present |