Ulrich Keller
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ulrich Keller ( ), a licensed former licensee with CE reference BWB318. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-09-26 | 2025-09-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-09-26 | 2025-09-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-03-18 | 2025-03-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-03-18 | 2025-03-19 |