Frances Diana Mills
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frances Diana Mills ( ), a licensed former licensee with CE reference BVR964. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-03 | 2024-12-05 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-12-03 | 2024-12-05 |