Neeraj Toshniwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neeraj Toshniwal, a licensed former licensee with CE reference BVQ408. This person has 0.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-07-08 | 2026-07-13 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-12-02 | 2025-12-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-23 | 2025-06-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-21 | 2024-11-26 |