Neeraj Toshniwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neeraj Toshniwal ( ), a licensed former licensee with CE reference BVQ408. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-12-02 | 2025-12-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-23 | 2025-06-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-21 | 2024-11-26 |