Yunzhu Yan
严韵竹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunzhu Yan (严韵竹), a licensed former licensee with CE reference BVQ203. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2024-11-22 | 2024-12-25 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2024-11-22 | 2024-12-25 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2024-11-22 | 2024-12-25 |