Li Yuan
袁麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Yuan (袁麗), a licensed Responsible Officer with CE reference BVK396. Currently licensed at 1 firm(s): Jiangquan Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 3.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jiangquan Securities Company Limited 疆全證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-04-25 | present |
| Jiangquan Securities Company Limited 疆全證券有限公司 |
RO | Type 4 — Advising on securities | 2025-04-25 | present |
| Jiangquan Securities Company Limited 疆全證券有限公司 |
RO | Type 9 — Asset management | 2025-04-25 | present |