Ann-Katrin Kaiser
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ann-Katrin Kaiser ( ), a licensed former licensee with CE reference BVH063. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-08-09 | 2024-08-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-08-09 | 2024-08-13 |