Ann-Katrin Kaiser

CE No. BVH063 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ann-Katrin Kaiser, a licensed former licensee with CE reference BVH063. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2024-08-09 2024-08-13
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2024-08-09 2024-08-13

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ann-Katrin Kaiser during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hing Fung Wan UBS Asset Management (Hong Kong) Limited 2024
Andy Wai Fung Yip UBS Asset Management (Hong Kong) Limited 2024
Karen Ting UBS Asset Management (Hong Kong) Limited 2024
Dominic Leonard Chan UBS Asset Management (Hong Kong) Limited 2024
Ngai Ting Chan UBS Asset Management (Hong Kong) Limited 2024
Ho Yeung Jeff Kwan UBS Asset Management (Hong Kong) Limited 2024
Ann An Yee Lo UBS Asset Management (Hong Kong) Limited 2024
Wei Chun Wang UBS Asset Management (Hong Kong) Limited 2024
Tuo Li UBS Asset Management (Hong Kong) Limited 2024
Suk Ying Ma UBS Asset Management (Hong Kong) Limited 2024
Timothy Brian Tin Yui Cheung UBS Asset Management (Hong Kong) Limited 2024
Li Fei Hsu UBS Asset Management (Hong Kong) Limited 2024
Zieshan Afzal UBS Asset Management (Hong Kong) Limited 2024
Ka Ying Cheng UBS Asset Management (Hong Kong) Limited 2024
Brian Boon Yun Ho UBS Asset Management (Hong Kong) Limited 2024
Thomas Kaegi UBS Asset Management (Hong Kong) Limited 2024
Jui Tang Kao UBS Asset Management (Hong Kong) Limited 2024
Yee Huen Kwok UBS Asset Management (Hong Kong) Limited 2024
Ngan Chi Lau UBS Asset Management (Hong Kong) Limited 2024
Victoria Audrey Liu UBS Asset Management (Hong Kong) Limited 2024
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